Conflict of Interest (in Research) Policies & Regulations

Non-governmental Sponsors (State Law)

Policies/Regulations:

  • UCI Disclosure & Review of Principal Investigator's Financial Interests in Non-governmental Sponsors
  • UC Disclosure of Financial Interest in Private Sponsors of Research
  • State Policy Statements of Economic Interests: Person or Persons at an Institution of Higher Education with Principal Responsibility for a Research Project

Forms:

  • Form 700U
  • COI Addendum
  • COI Gift Addendum

National Science Foundation

Policies/Regulations:

  • UCI Disclosure & Review of Financial Interests in Federal Awards
  • UC Disclosure of Financial Interests & Management of Conflicts of Interest, National Science Foundation Awards
  • NSF Conflict of Interest Policy

Forms:

  • KR COI Annual Disclosure
  • COI Addendum
  • Subrecipient/Non-UCI Investigator Disclosure- Form 900SR
  • Non-UCI COI Addendum

Public Health Service (National Institutes of Health)

Policies/Regulations:

  • UCI Disclosure of Financial Interests Related to Public Health Service Sponsored Projects for Promoting Objectivity in Research
  • UC Disclosure of Financial Interests & Management of Conflicts of Interest, Public Health Service Research Awards
  • PHS Responsibility of Applicants for Promoting Objectivity in Research for which PHS Funding is Sought

Forms:

  • KR COI Annual Disclosure
  • Annual Form 810
  • KR COI PHS Travel Log
  • Form 820
  • Subrecipient/Non-UCI Investigator Disclosure- Form 800SR
  • Non-UCI COI Addendum

Human Subjects Research

Policies/Regulations:

  • UCI Policy Disclosure & Review of Financial Interest in Human Subjects Research

Forms:

  • COI Addendum
  • Non-UCI COI Addendum